Security & Commodity Exchanges Industry ESG Material Mapping

FN-EX-550a.1(1) Number of significant market disruptions and (2) duration of downtime

FN-EX-550a.2(1) Number of data breaches, (2) percentage involving personally identifiable information (PII), (3) number of customers affected

FN-EX-550a.3Description of efforts to prevent technology errors, security breaches, and market disruptions

FN-EX-510a.1Total amount of monetary losses as a result of legal proceedings associated with fraud, insider trading, anti-trust, anti-competitive behavior, market manipulation, malpractice, or other related financial industry laws or regulations

FN-EX-510a.2Discussion of processes for identifying and assessing conflicts of interest

FN-EX-410a.1(1) Number and (2) average duration of (a) halts related to public release of information and (b) pauses related to volatility

FN-EX-410a.2Percentage of trades generated from automated trading systems

FN-EX-410a.3Description of alert policy regarding timing and nature of public release of information

FN-EX-410a.4Description of policy to encourage or require listed companies to publicly disclose environmental, social, and governance (ESG) information