Investment Banking & Brokerage Industry ESG Material Mapping
Sector: Financials
Key ESG Issues
FN-IB-510a.1Total amount of monetary losses as a result of legal proceedings associated with fraud, insider trading, anti-trust, anti-competitive behavior, market manipulation, malpractice, or other related financial industry laws or regulations
FN-IB-510a.2Description of whistleblower policies and procedures
FN-IB-330a.1Percentage of gender and racial/ethnic group representation for (1) executive management, (2) non-executive management, (3) professionals, and (4) all other employees
FN-IB-550b.1:Percentage of total remuneration that is variable for Material Risk Takers (MRTs)
FN-IB-550b.2Percentage of variable remuneration of Material Risk Takers (MRTs) to which malus or clawback provisions were applied
FN-IB-550b.3Discussion of policies around supervision, control, and validation of traders’ pricing of Level 3 assets and liabilities
FN-IB-410a.1Revenue from (1) underwriting, (2) advisory, and (3) securitization transactions incorporating integration of environmental, social, and governance (ESG) factors, by industry
FN-IB-410a.2(1) Number and (2) total value of investments and loans incorporating integration of environmental, social, and governance (ESG) factors, by industry
FN-IB-410a.3Description of approach to incorporation of environmental, social, and governance (ESG) factors in investment banking and brokerage activities
FN-IB-510b.1Number and (2) percentage of covered employees with a record of investment-related investigations, consumer-initiated complaints, private civil litigations, or other regulatory proceedings
FN-IB-510b.2Number of mediation and arbitration cases associated with professional integrity, including duty of care, by party
FN-IB-510b.3Total amount of monetary losses as a result of legal proceedings associated with professional integrity, including duty of care
FN-IB-510b.4Description of approach to ensuring professional integrity, including duty of care
FN-IB-550a.1Global Systemically Important Bank (G-SIB) score, by category
FN-IB-550a.2Description of approach to incorporation of results of mandatory and voluntary stress tests into capital adequacy planning, long-term corporate strategy, and other business activities
Materiality Taxonomy View
Publicly-Traded Companies with These Key ESG Issues
| ISIN | Ticker | Company Name |
|---|---|---|
| AEA000601012 | DHAFRA | Al Dhafra Insurance Co P.S. |
| AEA001301018 | EIBANK | Emirates Investment Bank PJSC |
| AEA006001019 | SFWAMUBA | Al Safwa Mubasher Financial Services PJSC |
| AED000101017 | DNIR | Dubai National Insurance & Reinsurance PSC |
| AU0000005126 | GDG | Generation Development Group Ltd |
| AU0000006876 | ED1 | Evans Dixon Ltd |
| AU000000ASW9 | ASW | Advanced Share Registry Ltd |
| AU000000BFG7 | BFG | Bell Financial Group Ltd |
| AU000000EZL9 | EZL | Euroz Ltd |
| AU000000HUB4 | HUB | HUB24 Ltd |
| AU000000LCD0 | LCD | Latitude Consolidated Ltd |
| AU000000MOE1 | MOE | Moelis Australia Ltd |
| AU000000MQG1 | MQG | Macquarie Group Ltd |
| AU000000SEQ3 | SEQ | Sequoia Financial Group Ltd |
| AU000000SWF8 | SWF | Selfwealth Ltd |
| AU000000WHA2 | WHA | Wattle Health Australia Ltd |
| AU0000010761 | RZI | Raiz Invest Ltd |
| AU0000MQGCD9 | MQGCD | Macquarie Group Ltd |
| BD0131PFIL03 | PRIMEFIN | Prime Finance & Investment Ltd |
| BD0135LNKBF5 | LBF | LankaBangla Finance Ltd |
| BD0141UCAP01 | UNIONCAP | Union Capital Ltd/Bangladesh |
| BD0151ICB005 | ICB | Investment Corp of Bangladesh |
| BE6264882406 | IMBAK | Imbakin Holding |
| BG1100018057 | 4IC | Intercapital Property Development Real Estate Investment Trust |
| BG1100098075 | 9LV | Lev Invest SPV-Sofia |
| BH0008794115 | ABC | Arab Banking Corp BSC |
| BH000A0CAQK6 | GFH | GFH FINANCIAL GROUP BSC |
| BH000A0F5KU4 | ESTERAD | Esterad Investment Co BSC |
| BMG1932V2045 | 510 | Cash Financial Services Group Ltd |
| BMG2118X1056 | 952 | China Tonghai International Financial Ltd |
| BMG2143M1082 | 111 | Cinda International Holdings Ltd |
| BMG313751015 | 717 | Emperor Capital Group Ltd |
| BMG4232X1020 | 665 | Haitong International Securities Group Ltd |
| BMG4586T1036 | 655 | Hongkong Chinese Ltd |
| BMG4643L1019 | 993 | Huarong International Financial Holdings Ltd |
| BMG540501027 | LAZ | Lazard Ltd |
| BMG5454H1135 | 1225 | Lerado Financial Group Co Ltd |
| BMG556031075 | LOM | LOM Financial Ltd |
| BMG7209L1000 | PPLAA | PPLA Participations Ltd |
| BMG7209L1182 | PPLAB | PPLA Participations Ltd |
| BMG8540A1678 | 211 | Styland Holdings Ltd |
| BMG8586W1073 | SWH | Sunwah International Ltd |
| BMG8587P1014 | 188 | Sunwah Kingsway Capital Holdings Ltd |
| BRATOMACNOR1 | ATOM3 | Atom Participacoes SA |
| BRBMINACNOR4 | BMIN3 | Banco Mercantil de Investimentos SA |
| BRBPACACNOR7 | BPAC3 | Banco BTG Pactual SA |
| BRBPACACNPA0 | BPAC5 | Banco BTG Pactual SA |
| BRBRGEACNOR6 | BRGE3 | Consorcio Alfa de Administracao SA |
| BRMSBRBDR008 | MSBR34 | Morgan Stanley |
| BRPPLAUNT007 | PPLA11 | PPLA Participations Ltd |
| CA0030691012 | AAB | Aberdeen International Inc |
| CA0419041037 | ARM | Armada Mercantile Ltd |
| CA19258M1005 | COIN | Coin Hodl Inc |
| CA35063X1078 | FA | Fountain Asset Corp |
| CA3794441020 | GDV | Global Dividend Growth Split Corp |
| CA3801341064 | GMP | GMP Capital Inc |
| CA40915Q1028 | HFC | Hampton Financial Corp |
| CA5791761086 | MKP | MCAN Mortgage Corp |
| CA6218861004 | MLC | Mount Logan Capital Inc |
| CA70538A1012 | BEAN | Peekaboo Beans Inc |
| CH0006227414 | BON | Bondpartners SA |
| CH0010675863 | SQN | Swissquote Group Holding SA |
| CH0012138530 | CSGN | Credit Suisse Group AG |
| CH0014345117 | CFT | Cie Financiere Tradition SA |
| CH0028422100 | BBN | Bellevue Group AG |
| CH0454225696 | CSGNE | Credit Suisse Group AG |
| CH0473243506 | BPDG | Banque Profil de Gestion SA |
| CL0000000092 | NUEVAREG | Inversiones Nueva Region SA |
| CL0000001348 | AXXO | Axxion SA |
| CNE0000004H9 | 686 | Northeast Securities Co Ltd |
| CNE0000008K4 | 750 | Sealand Securities Co Ltd |
| CNE000000CK1 | 600837 | Haitong Securities Co Ltd |
| CNE000000QZ9 | 728 | Guoyuan Securities Co Ltd |
| CNE000000SH3 | 783 | Changjiang Securities Co Ltd |
| CNE000000SV4 | 600109 | Sinolink Securities Co Ltd |
| CNE0000016P6 | 600369 | Southwest Securities Co Ltd |
| CNE000001DB6 | 600030 | CITIC Securities Co Ltd |
| CNE1000008V9 | 601099 | Pacific Securities Co Ltd/The/China |
| CNE100000FD8 | 601788 | Everbright Securities Co Ltd |
| CNE100000HK9 | 600999 | China Merchants Securities Co Ltd |
| CNE100000LQ8 | 601688 | Huatai Securities Co Ltd |
| CNE100000V95 | 601377 | Industrial Securities Co Ltd |
| CNE1000015Y8 | 601901 | Founder Securities Co Ltd |
| CNE1000016V2 | 6030 | CITIC Securities Co Ltd |
| CNE1000019K9 | 6837 | Haitong Securities Co Ltd |
| CNE1000019P8 | 601555 | SooChow Securities Co Ltd |
| CNE100001D96 | 2673 | Western Securities Co Ltd |
| CNE100001NT6 | 6881 | China Galaxy Securities Co Ltd |
| CNE100001SS7 | 1375 | Central China Securities Co Ltd |
| CNE100001WS9 | 2736 | Guosen Securities Co Ltd |
| CNE100001YQ9 | 6886 | Huatai Securities Co., Ltd. |
| CNE100001ZV6 | 600958 | Orient Securities Co Ltd/China |
| CNE100001ZZ7 | 1461 | Luzheng Futures Co Ltd |
| CNE100002003 | 1456 | Guolian Securities Co Ltd |
| CNE100002177 | 601198 | Dongxing Securities Co Ltd |
| CNE1000022F3 | 601211 | Guotai Junan Securities Co Ltd |
| CNE1000023S4 | 3678 | Holly Futures Co Ltd |
| CNE1000027F2 | 3958 | Orient Securities Co Ltd/China |
| CNE1000027G0 | 2797 | First Capital Securities Co Ltd |
| CNE1000029M4 | 6178 | Everbright Securities Co Ltd |
| CNE1000029Z6 | 6099 | China Merchants Securities Co Ltd |
| CNE100002B89 | 6066 | CSC Financial Co Ltd |
| CNE100002FD4 | 166 | Shenwan Hongyuan Group Co Ltd |
| CNE100002FF9 | 601375 | Central China Securities Co Ltd |
| CNE100002FG7 | 601881 | China Galaxy Securities Co Ltd |
| CNE100002FK9 | 2611 | Guotai Junan Securities Co Ltd |
| CNE100002GR2 | 600909 | Huaan Securities Co Ltd |
| CNE100002R65 | 601878 | Zheshang Securities Co Ltd |
| CNE100002V44 | 601108 | Caitong Securities Co Ltd |
| CNE1000031R9 | 601990 | Nanjing Securities Co Ltd |
| CNE1000031T5 | 601066 | CSC Financial Co Ltd |
| CNE1000033J2 | 2926 | Huaxi Securities Co Ltd |
| CNE100003F43 | 601162 | Tianfeng Securities Co Ltd |
| CNE100003GD0 | 2939 | China Great Wall Securities Co Ltd |
| CNE100003JH5 | 2945 | Chinalin Securities Co Ltd |
| CNE100003K53 | 6806 | Shenwan Hongyuan Group Co Ltd |
| CNE100003NF1 | 2961 | Ruida Futures Co Ltd |
| CY0004980716 | UFI | Unifast Finance & Investments Plc |
| CY0106130210 | AEON | Aeonic Securities CIF PLC |
| CY0107170710 | VOPE | Vonpende Holdings Plc |
| DE0005070908 | FNG | Fritz Nols AG |
| DE0005088108 | BWB | Baader Bank AG |
| DE0005140008 | DBK | Deutsche Bank AG |
| DE0005202303 | QB7 | Quirin Privatbank AG |
| DE0005216907 | T2G | Tradegate AG Wertpapierhandelsbank |
| DE0005221303 | BFV | Berliner Effektengesellschaft AG |
| DE0005236202 | BUF | S&O Agrar AG |
| DE0005408116 | ARL | Aareal Bank AG |
| DE0005430300 | C9T | Hoevelrat Holding AG |
| DE0005479307 | VG8 | Varengold Bank AG |
| DE0005660104 | EUX | Euwax AG |
| DE0005752307 | FAK | Falkenstein Nebenwerte AG |
| DE0005850903 | GBQ | GBK Beteiligungen AG |
| DE0006039191 | TAV | Trade & Value AG |
| DE0006459324 | LUS | Lang & Schwarz AG |
| DE0006656101 | MWB | mwb fairtrade Wertpapierhandelsbank AG |
| DE0006911605 | P0E | VPE Wertpapierhandelsbank AG |
| DE0006942808 | PZS | Scherzer & Co AG |
| DE0007471393 | GOZ3 | Gold-Zack AG |
| DE0007600108 | VEH | Valora Effekten Handel AG |
| DE0007686826 | GOZ2 | Gold-Zack AG |
| DE0009145425 | 4RL | Advides AG |
| DE000A0B9N37 | A8A | JDC Group AG |
| DE000A0B9VV6 | CORE | Coreo AG |
| DE000A0EKK20 | SHB3 | Schnigge Wertpapierhandelsbank AG |
| DE000A0JC0X4 | W8Z | General Technologies AG |
| DE000A0JM2M1 | B7E | Blue Cap AG |
| DE000A12UK57 | UCA1 | UCA AG |
| DE000A161309 | KSW | KST Beteiligungs AG |
| DE000A1A60A2 | ILK1 | Investunity AG |
| DE000A1EWVR2 | A62 | Advantag AG |
| DE000A2G8XP9 | EBE | Elbe Finanzgruppe AG |
| DE000A2NB502 | IPOA | Heidelberger Beteiligungsholding AG |
| DE000SGU8886 | SGU | Sino-German United AG |
| DK0010305077 | SCD | SmallCap Danmark A/S |
| DK0060093607 | CPHCAPST | Copenhagen Capital Stam |
| DK0060700359 | BLVISA | Blue Vision A A/S |
| EGS67031C012 | SEIG | Saudi Egyptian Investment & Finance Co |
| EGS67032C010 | SEIGA | Saudi Egyptian Investment & Finance Co |
| EGS67181C015 | ABRD | Egyptians Abroad Investment & Development Co |
| EGS67331C016 | ANFI | Alexandria National Co for Financial Investment |
| EGS681D1C010 | EASB | Egyptian Arabian Securities Brokerage EAC |
| EGS681I1C015 | EOSB | El Orouba Securities Brokerage |
| EGS69182C011 | NAHO | Naeem Holding Co for Investments |
| EGS691A1C011 | PRMH | Prime Holdings |
| EGS691D1C018 | CICH | CI Capital Holding for Financial Investments |
| EGS691G1C015 | BTFH | Beltone Financial Holding Co SAE |
| EGS69261C013 | GRCA | Grand Investment Capital |
| ES0173358039 | R4 | Renta 4 Banco SA |
| ES0181222011 | UCV | Union Catalana de Valores SA |
| ES0184900035 | ZLIXY | Zubigon Inversiones 2002 SICAV SA |
| FI0009009617 | EQV1V | eQ Oyj |
| FI0009800296 | NEO1V | Neo Industrial OYJ |
| FI4000081427 | UNIAV | United Bankers Oyj |
| FI4000153515 | PRIVA | Privanet Group Oyj |
| FR0000050049 | VIL | VIEL & Cie SA |
| FR0000120685 | KN | Natixis SA |
| FR0004040608 | ABCA | ABC arbitrage |
| FR0010157115 | MLERO | Euroland Corporate |
| FR0012789386 | NEXTS | Nextstage SCA |
| GB0003353157 | FKE | Fiske PLC |
| GB0004225073 | SGM | Sigma Capital Group PLC |
| GB0005401087 | MAC | Marechale Capital PLC |
| GB0006556046 | CAY | Charles Stanley Group PLC |
| GB0009241885 | WHI | WH Ireland Group PLC |
| GB00B013J330 | JIM | Jarvis Securities PLC |
| GB00B06CZD75 | ENGI | Energiser Investments PLC |
| GB00B06QFB75 | IGG | IG Group Holdings PLC |
| GB00B0RHGY93 | LCG | London Capital Group Holdings PLC |
| GB00B14SKR37 | CMCX | CMC Markets PLC |
| GB00B15CTY44 | ARDN | Arden Partners PLC |
| GB00B1FLHR07 | CNKS | Cenkos Securities PLC |
| GB00B1H0DZ51 | TCAP | TP ICAP PLC |
| GB00B1YMRV88 | WCW | Walker Crips Group PLC |
| GB00B23XLS45 | HUW | Helios Underwriting PLC |
| GB00BD9GS058 | CIN | City of London Group PLC |
| GB00BDGS8G04 | SOS | Sosandar PLC |
| GB00BGKPX309 | FCAP | finnCap Group PLC |
| GB00BJLPH056 | AGFX | Argentex Group PLC |
| GB00BYQD5059 | PATH | Path Investments PLC |
| GB00BYSX2795 | XTR | Xtract Resources PLC |
| GG00BF52MW15 | TI1 | Trian Investors 1 Ltd |
| GG00BGCZJ741 | SGR | Shore Capital Group Ltd |
| GG00BGK3LD00 | MXCP | MXC Capital Ltd |
| GRS501003008 | EX | Euroxx Securities SA |
| GRS820003002 | SOLIDUS | Solidus Securities AEPEY SA |
| HK0000048543 | 821 | Value Convergence Holdings Ltd |
| HK0000065869 | 1788 | Guotai Junan International Holdings Ltd |
| HK0000091790 | 376 | Yunfeng Financial Group Ltd |
| HK0000337987 | 3329 | BOCOM International Holdings Co Ltd |
| HK0000460706 | 619 | South China Financial Holdings Ltd |
| HK0133000726 | 133 | China Merchants China Direct Investments Ltd |
| HK0174000890 | 174 | Gemini Investments Holdings Ltd |
| HK0218001102 | 218 | Shenwan Hongyuan HK Ltd |
| HK0227001168 | 227 | First Shanghai Investments Ltd |
| ID1000052608 | TRIM | Trimegah Sekuritas IndonesiaTbk PT |
| ID1000069701 | BCAP | MNC Kapital Indonesia Tbk PT |
| ID1000070709 | AKSI | Majapahit Inti Corpora Tbk |
| ID1000093305 | ARTA | Arthavest Tbk PT |
| ID1000096100 | OCAP | Onix Capital Tbk PT |
| ID1000100100 | YULE | Yulie Sekuritas Indonesia Tbk PT |
| ID1000101009 | APIC | Pacific Strategic Financial Tbk PT |
| ID1000101108 | UNIT | Nusantara Inti Corpora Tbk PT |
| ID1000101405 | PEGE | Panca Global Kapital Tbk PT |
| ID1000101603 | RELI | Reliance Sekuritas Indonesia Tbk PT |
| ID1000107006 | HADE | Himalaya Energi Perkasa Tbk PT |
| ID1000119803 | LPPS | Lippo Securities Tbk PT |
| ID1000121908 | PADI | Minna Padi Investama Sekuritas Tbk PT |
| ID1000122005 | POOL | Pool Advista Indonesia Tbk PT |
| ID1000124308 | KREN | Kresna Graha Investama Tbk PT |
| ID1000149107 | SFAN | Surya Fajar Capital Tbk PT |
| IL0001750186 | IBI | IBI Investment House Ltd |
| IL0002080179 | NAWI | Nawi Brothers Ltd |
| IL0003180143 | LDER | Leader Holdings & Investments Ltd |
| IL0004240102 | INBR | INBAR Group Finance Ltd |
| IL0010844822 | PIU | Poalim IBI-Management & Underwriting Ltd |
| IL0010961063 | ATRY | Atreyu Capital Markets Ltd |
| INE002J01027 | SRFL | SRS Finance Ltd |
| INE007B01023 | GEOFSL | Geojit Financial Services Ltd |
| INE010C01025 | NTW | Network Ltd/India |
| INE016X01010 | ARYAN | Aryan Share and Stock Brokers Ltd |
| INE017P01014 | MPTA | Multipurpose Trading & Agencies Ltd |
| INE019J01013 | SASV | Sastasundar Ventures Ltd |
| INE020D01014 | BLFC | Baid Leasing & Finance Co Ltd |
| INE024B01010 | JCS | Joindre Capital Services Ltd |
| INE025A01027 | CDFH | Consolidated Finvest & Holdings Ltd |
| INE026C01013 | NDA | NDA Securities Ltd |
| INE027S01017 | TIFL | Tirupati Finlease Ltd |
| INE030P01017 | ALSE | Alacrity Securities Ltd |
| INE032B01021 | PSEC | Prime Securities Ltd |
| INE032E01017 | AMFS | Aryaman Financial Services Ltd |
| INE035401012 | PSFS | Prem Somani Financial Services Ltd |
| INE037B01012 | SDSC | Shardul Securities Ltd |
| INE049I01012 | NCFS | Nahar Capital and Financial Services Ltd |
| INE052T01013 | SAHYOG | Sahyog Multibase Ltd |
| INE060B01014 | KHDS | Khandwala Securities Ltd |
| INE064D01012 | QFSL | Quest Financial Services Ltd/India |
| INE065D01027 | SATI | Sat Industries Ltd |
| INE066E01015 | SNTCL | Shree Nidhi Trading Co Ltd |
| INE068C01015 | ARLL | Aravali Securities & Finance Ltd |
| INE069B01015 | ANUPAM | Anupam Finserv Ltd |
| INE072D01015 | MISL | Modex International Securities Ltd |
| INE073I01012 | IHT | Ishwarshakti Holdings & Traders Ltd |
| INE074G01014 | SHII | Shivom Investment & Consultancy Ltd |
| INE074H01012 | ALPGI | Sarthak Industries Ltd |
| INE07LH01016 | DTF | Devinsu Trading Ltd |
| INE080A01014 | WEIZ | Weizmann Ltd |
| INE081R01016 | KDLL | KD Leisures Ltd |
| INE085D01033 | MGLB | Metroglobal Ltd |
| INE094B01013 | ASHC | Ashika Credit Capital Ltd |
| INE100L01025 | KCC | KCCL Plastics Ltd |
| INE101E01010 | RFC | Regal Entertainment & Consultants Ltd |
| INE101L01031 | SAFAL | Safal Securities Ltd |
| INE107J01016 | PCAL | Photon Capital Advisors Ltd |
| INE108C01019 | DLS | Daulat Securities Ltd |
| INE108T01013 | FMECIN | F Mec International Financial Services Ltd |
| INE121B01014 | WFS | Wallfort Financial Services Ltd |
| INE122V01010 | TERM | Terraform Magnum Ltd |
| INE130I01010 | RMSE | Remi Sales & Engineering Ltd |
| INE131D01019 | GKC | GK Consultants Ltd |
| INE131H01028 | INNV | IndiaNivesh Ltd |
| INE143K01019 | ESSEC | Essar Securities Ltd |
| INE147D01015 | IDCC | Indo Credit Capital Ltd |
| INE148B01025 | MENAMANI | Mena Mani Industries Ltd |
| INE149Q01013 | AKAS | Akashdeep Metal Industries Ltd |
| INE160F01013 | PHC | PH Capital Ltd |
| INE168O01026 | GCSL | GCM Securities Ltd |
| INE180M01033 | CFT | Confidence Finance & Trading Ltd |
| INE184K01013 | AARC | AAR Commercial Co Ltd |
| INE186C01015 | MFCM | Mefcom Capital Markets Ltd |
| INE186E01011 | VKS | Vikalp Securities Ltd |
| INE188C01011 | VINF | Vishvas Projects Ltd |
| INE190D01015 | ARSC | Arihant's Securities Ltd |
| INE200P01016 | GCMC | GCM Commodity & Derivatives Ltd |
| INE201C01012 | RFSL | Richfield Financial Services Ltd |
| INE202R01018 | ARCFIN | ARC Finance Ltd |
| INE212B01011 | LBDF | Libord Finance Ltd |
| INE216B01012 | YMFS | Yash Management & Satellite Ltd |
| INE218P01018 | ACFS | Amrapali Capital and Finance Services Ltd |
| INE224C01014 | INS | Inani Securities Ltd |
| INE224E01028 | SCAP | Stampede Capital Ltd |
| INE224E01036 | SCAPDVR | Stampede Capital Ltd |
| INE229D01011 | RRFC | RR Financial Consultants Ltd |
| INE229R01011 | ARCM | Aryaman Capital Markets Ltd |
| INE232L01018 | MYM | My Money Securities Ltd |
| INE241B01010 | MTSC | Mehta Securities Ltd |
| INE245I01016 | NCIL | Nagreeka Capital & Infrastructure Ltd |
| INE248B01015 | SWCB | Sawaca Business Machines Ltd |
| INE250A01039 | KKIL | Kirloskar Industries Ltd |
| INE253B01015 | TWCMS | Twentyfirst Century Management Services Ltd |
| INE266P01017 | WLRL | West Leisure Resorts Ltd |
| INE267E01019 | LBSC | Libord Securities Ltd |
| INE270F01010 | PARFIL | Pariksha Fin-Invest-Lease Ltd |
| INE283D01018 | ANJF | Anjani Finance Ltd |
| INE284D01016 | HRBF | HRB Floriculture Ltd |
| INE289C01025 | TGFI | Times Guaranty Ltd |
| INE292N01018 | AVTIL | AVTIL Enterprise Ltd |
| INE296H01011 | EMKAY | Emkay Global Financial Services Ltd |
| INE302R01016 | HIKLASS | Hi-Klass Trading and Investment Ltd |
| INE313G01016 | DTIF | Dhoot Industrial Finance Ltd |
| INE316D01024 | VRTS | Vertex Securities Ltd |
| INE320C01010 | SFLI | SFL International Ltd |
| INE320L01011 | DINL | Dhunseri Investments Ltd |
| INE323B01016 | ACMS | Avonmore Capital & Management Services Ltd |
| INE326B01027 | AGSL | Almondz Global Securities Ltd |
| INE335G01019 | EFL | Explicit Finance Ltd |
| INE337M01013 | ITSL | Indo Thai Securities Ltd |
| INE338I01027 | MOFS | Motilal Oswal Financial Services Ltd |
| INE341H01023 | LKPSEC | LKP Securities Ltd |
| INE346M01022 | CML | Moryo Industries Ltd |
| INE347H01012 | INCL | Inditrade Capital Ltd |
| INE347I01010 | SITL | Starcom Information Technology Ltd |
| INE348D01019 | MFSR | Munoth Financial Services |
| INE357A01032 | AFIS | Action Financial Service |
| INE361S01010 | ASHARI | Ashari Agencies Ltd |
| INE364T01012 | NCAL | Navigant Corporate Advisors Ltd |
| INE365I01020 | NBI | NBI Industrial Finance Co Ltd |
| INE365O01010 | ABEL | ABans Enterprises Ltd |
| INE368C01019 | MRSC | Maruti Securities Ltd |
| INE371U01015 | SIT | Sunrise Industrial Traders Ltd |
| INE377D01018 | MBPF | MB Parikh Finstocks Ltd |
| INE395H01011 | SCSE | Steel City Securities Ltd |
| INE404N01019 | SVTA | SV Trading & Agencies Ltd |
| INE407B01017 | CGS | Warner Multimedia Ltd |
| INE414C01029 | GCFS | Greencrest Financial Services Ltd |
| INE417D01012 | IMCL | IM+ Capitals Ltd |
| INE420B01028 | ACM | Arihant Capital Markets Ltd |
| INE422D01012 | DSI | Dalal Street Investment Ltd |
| INE425D01015 | FPKG | Futuristic Securities Ltd |
| INE425F01028 | RITC | Regency Trust Ltd |
| INE427D01011 | GGF | Golechha Global Finance Ltd |
| INE436D01012 | MACK | Mack Trading Co Ltd |
| INE436U01016 | TRT | Twin Roses Trades & Agencies Ltd |
| INE438C01010 | PROVE | Provestment Services Ltd |
| INE452B01013 | RLCF | Relic Technologies Ltd |
| INE453S01015 | KANFIN | Kanungo Financiers Ltd |
| INE456N01019 | COCL | Comfort Commotrade Ltd |
| INE469F01026 | KIPL | KCL Infra Projects Ltd |
| INE482Z01019 | EIS | East India Securities Ltd |
| INE488C01015 | VCK | VCK Capital Market Services Ltd |
| INE490J01032 | PROE | Proaim Enterprises Ltd |
| INE503D01027 | GMSI | Gemstone Investments Ltd |
| INE505D01014 | GDCL | Goldcrest Corp Ltd |
| INE508N01025 | JAIL | Jackson Investments Ltd |
| INE508R01018 | SHASHANK | Shashank Traders Ltd |
| INE509J01013 | KKFL | K K Fincorp Ltd |
| INE510H01015 | RICL | Royal India Corp Ltd |
| INE512D01028 | ICVL | Intellivate Capital Ventures Ltd |
| INE518D01017 | SVHIL | Seven Hill Industries Ltd |
| INE519D01015 | LDRF | Ladderup Finance Ltd |
| INE526C01012 | NGF | Nikki Global Finance Ltd |
| INE527R01018 | ALOTR | Alora Trading Co Ltd |
| INE530B01024 | IIFL | IIFL Holdings Ltd |
| INE532F01054 | EDEL | Edelweiss Financial Services Ltd |
| INE533C01018 | KJMC | KJMC Financial Services |
| INE545E01018 | GDL | GDL Leasing & Finance Ltd |
| INE546D01018 | TKYF | Tokyo Finance Ltd |
| INE550B01022 | HBSH | HB Stockholdings Ltd |
| INE552H01017 | TSTF | Tashi India Ltd |
| INE553H01015 | KAPL | Bajaj Global Ltd |
| INE555P01013 | KIRV | Kiran Vyapar Ltd |
| INE560K01014 | PTCIF | PTC India Financial Services Ltd |
| INE562S01013 | BVL | Blueblood Ventures Ltd |
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| LK0186N00003 | MBSL | Merchant Bank of Sri Lanka & Finance PLC |
| LK0224N00002 | ACAP | Asia Capital PLC/Sri Lanka |
| LK0419N00008 | ASIY | Asia Siyaka Commodities PLC |
| LU0011859856 | MIDX | Midilux Holdings SA |
| LU0080035727 | INSIN | Blue Marlin Holdings SA |
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| MEARMGRA1BP0 | ARMG | Kompas-Arming AD Bijelo Polje |
| MEBULLRA1PG7 | BULL | Bull&Bear Broker Diler Investicioni Savjetnik AD |
| MECDAPRB1PG5 | CDAP | Centralno Klirinsko Depozitarno Drustvo AD Podgorica |
| MECGBRRD0PG9 | CGBR | CG Broker - Diler AD |
| MEEUINRA0PG9 | EUIN | Drustvo za Upravljanje Priv Inv Fondom Euroinvest |
| MEGBDPRA1PG1 | GBDP | Global Broker Diler AD Podgorica |
| MEIBMNRA1PG0 | IBMN | Invest Banka Montenegro AD Podgorica |
| MEMABORA1BP8 | MABO | Market Broker-Diler AD |
| MEMOBERA1PG3 | MOBE | Montenegroberza AD Podgorica |
| MEMOBRRA1BA1 | MOBR | Monte Broker AD |
| MEPOBRRA1PG5 | POBR | Podgoricki Broker-Diler AD Podgorica |
| MEVIPBRA1PG7 | VIPB | VIP Broker AD Podgorica |
| MKMAIN101019 | INBR | Investbroker AD Skopje |
| MN00BDS05220 | BDS | BDSec JSC |
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| MX01AC0Q0007 | ACTINVRB | Corp Actinver SAB de CV |
| MX01GB0D0001 | GBMO | Corporativo GBM SAB de CV |
| MX03FI2S0005 | FINAMEXO | Casa de Bolsa Finamex SAB de CV |
| MXP800761019 | VALUEGFO | Value Grupo Financiero SAB de CV |
| MYL3379OO004 | INS | Insas Bhd |
| MYL5088OO009 | APX | Apex Equity Holdings Bhd |
| MYL6483OO001 | KNKIB | Kenanga Investment Bank Bhd |
| NGUCAP000004 | UCAP | United Capital PLC |
| NL0011279492 | FLOW | Flow Traders |
| NO0003021909 | ASC | ABG Sundal Collier Holding ASA |
| OM0000001384 | FSCI | Financial Services Co SAOG |
| OM0000002234 | CNFS | Celebrity National Financial Services Co |
| OM0000002820 | GISI | Gulf Investment Services Holding Co SAOG |
| OM0000002911 | FINC | Financial Corp Co SAOG/The |
| OM0000003125 | GFIC | Global Financial Investment Holding SAOG |
| PEP726401008 | BNBVALC1 | BNB Valores Peru SA |
| PHY167381094 | COL | COL Financial Group Inc |
| PHY2495T1070 | FAF | First Abacus Financial Holdings Corp |
| PHY5943H1125 | MED | Medco Holdings Inc |
| PHY9068F1250 | UNI | Unioil Resources & Holdings Co Inc |
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| PLIPODS00014 | IOD | IPODS |
| PLIPOPM00011 | IPE | Ipopema Securities SA |
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| QA000A1C6VS5 | IHGS | Islamic Holding Group QSC |
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| SE0001940461 | CAMB | Consensus Asset Management AB |
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| US67103B1008 | OFS | Ofs Capital Corporation |
| US6823472088 | ONCP | 141 Capital Inc |
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| US69343T1079 | PJT | Pjt Partners Inc. |
| US7042891074 | PYCT | Paychest Inc |
| US7240781002 | PJC | Piper Jaffray Companies |
| US7547301090 | RJF | Raymond James Financial, Inc. |
| US7580541008 | RDWD | Redwood Group International |
| US8085131055 | SCHW | The Charles Schwab Corporation |
| US8261761097 | SIEB | Siebert Financial Corp. |
| US8440241094 | SOHL | Southern Trust Securities Holding Corp |
| US8606301021 | SF | Stifel Financial Corp. |
| US87236Y1082 | AMTD | Td Ameritrade Holding Corporation |
| US88907F1057 | TOKTY | Tokai Tokyo Financial Holdings Inc |
| US8919181201 | TRAC | Track Data Corp |
| US8926721064 | TW | Tradeweb Markets Inc |
| US91531W1062 | TIGR | Up Fintech Holding Ltd |
| US9282541013 | VIRT | Virtu Financial, Inc. |
| US9575331023 | WTECQ | Westech Capital Corp |
| US9803332074 | WSFL | Woodstock Holdings Inc |
| US98585M1080 | YIN | Yintech Investment Holdings Lt |
| VEV000371006 | BVCC | Bolsa de Valores de Caracas |
| VGG550931015 | LIV | Livermore Investments Group Ltd |
| VN000000AGR5 | AGR | Agribank Securities Corp |
| VN000000API5 | API | Asia-Pacific Investment JSC |
| VN000000ART8 | ART | Artex Securities JSC |
| VN000000BMS9 | BMS | Baominh Securities Co |
| VN000000BSI7 | BSI | BIDV Securities JSC |
| VN000000BVS0 | BVS | Bao Viet Securities Co |
| VN000000CSI5 | CSI | Vietnam Construction Securities JSC |
| VN000000CTS2 | CTS | VietinBank Securities JSC |
| VN000000DSC6 | DSC | Da Nang Securities Co |
| VN000000EVS4 | EVS | Everest Securities JSC |
| VN000000FIT6 | FIT | FIT Group JSC |
| VN000000FTS5 | FTS | FPT Securities JSC |
| VN000000HAC5 | HAC | Hai Phong Securities JSC |
| VN000000HBS9 | HBS | Hoa Binh Securities JSC |
| VN000000HCM0 | HCM | Ho Chi Minh City Securities Corp |
| VN000000HFT8 | HFT | HFT Securities Corp |
| VN000000IVS5 | IVS | Vietnam Investment Securities Co |
| VN000000MBS9 | MBS | MB Securities JSC |
| VN000000ORS1 | ORS | Orient Securities Corp |
| VN000000PSI7 | PSI | PetroVietnam Securities Inc |
| VN000000SBS6 | SBS | Sacombank Securities JSC |
| VN000000SHS3 | SHS | Sai Gon-Ha Noi Securities JSC |
| VN000000SSI1 | SSI | SSI Securities Corp |
| VN000000TCI3 | TCI | Thanh Cong Securities Co |
| VN000000TVS2 | TVS | Thien Viet Securities JSC |
| VN000000VCI9 | VCI | Viet Capital Securities JSC |
| VN000000VDS6 | VDS | Viet Dragon Securities Corp |
| VN000000VIG0 | VIG | Viet Nam Industrial & Commercial Securities JSC |
| VN000000VIX5 | VIX | IB Securities JSC |
| VN000000VND7 | VND | VNDirect Securities Corp |
| VN000000VNI6 | VNI | Vietnam Land Investment Corp |
| VN000000WSS2 | WSS | Wall Street Securities JSC |
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| ZAE000163382 | VUN | Vunani Ltd |
| ZAE000211637 | AVR | Avior Capital Markets Pty Ltd |